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371	OSC Staff Notice[removed]Report on Focused Reviews of Investment Funds, September[removed]September 2009 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:10:31 Financial services Funds Collective investment schemes Institutional investors Hedge fund Mutual fund Money market fund Prime brokerage Bear Stearns Financial economics Investment Finance
372	J.S. Oliver Capital Management, L.P., et al. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-08-30 11:22:48 Investment Financial services Soft dollar Investment Advisers Act Registered Investment Advisor Hedge fund Financial adviser Prime brokerage Securities Exchange Act Financial economics Finance Business
373	CONIFER › FUND ADMINISTRATION \| MIDDLE & BACK OFFICE SERVICES Add to Reading List Source URL: www.conifer.com Language: English - Date: 2014-05-29 18:30:12 Financial economics Marketing Brokerage firm Finance Wedbush Securities Investor Services Journal Financial services Prime Brokerage Financial markets
374	Thursday, July 27, 2006.max Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-01 16:16:31 Financial system Prime Brokerage Investment Options Clearing Corporation Chicago Board Options Exchange Margin Futures contract Portfolio margin Short Financial economics Finance Financial markets
375	Microsoft Word - djengmann2544 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-06 15:24:41 Financial system Options Clearing Corporation Newedge Group Futures contract Prime Brokerage Commodity Futures Trading Commission Portfolio margin Fimat Banque Hedge Financial economics Finance Financial markets
376	FEDERAL RESERVE SYSTEM 12 CFR Parts 207, 220, 221, 224 and 265 [Regulations G, T, U and X; Docket Nos. R-0905, R-0923 and R[removed]Securities Credit Transactions; Borrowing by Brokers and Dealers AGENCY: Board of Governor Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:36:15 Business Financial services United States securities law Prime Brokerage Broker-dealer Short Regulation T Securities market Financial Industry Regulatory Authority Financial economics Financial markets Finance
377	Goldman Sachs Asset Management International – Execution Policy Effective Date: August 5, 2014 Revision History Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-08-05 13:08:27 Investment Financial regulation Best execution Goldman Sachs Markets in Financial Instruments Directive Order Trading room Short Prime brokerage Financial economics Financial markets Finance
378	CONIFER › FUND ADMINISTRATION \| MIDDLE & BACK OFFICE SERVICES Add to Reading List Source URL: www.conifer.com Language: English - Date: 2014-05-29 18:30:12 Business Marketing UNX Investment Technology Group Prime Brokerage Soft dollar Financial services
379	Comment letter on SR-NYSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-12 15:32:36 Financial markets Stock market Prime Brokerage Options Clearing Corporation Chicago Board Options Exchange Portfolio margin Margin Futures contract Futures exchange Financial economics Investment Finance
380	CONIFER › FUND ADMINISTRATION \| MIDDLE & BACK OFFICE SERVICES Add to Reading List Source URL: www.conifer.com Language: English - Date: 2014-05-29 18:30:12 Financial services Hedge fund Prime brokerage Net asset value Fund accounting Private equity Investor Services Journal Phoenix American Incorporated Financial economics Finance Investment

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